Full text of BSC SECURITIES, LLC's X-17A-5 filed 2025-09-29 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Bailey** & **Co. Securities, LLC** **Report on Audit of Financial Statement** **For the Year Ended June 30, 2025** This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov.30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FI LE NUMBER | | |------------------|--| | 8-70458 | | #### **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07/01/2024** MM/00/YY AND ENDING **06/30/2025** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: BAILEY & co SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): **!i** Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 551 1 VIRGINIA WAY, SUITE 200 | | | (No. and Street) | | | |-------------------------------------------------|---------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | BRENTWOOD | | TN | 37027 | | | (City) | | (State) | | (Zip Code} | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Carl Serra | | (603) 216-8986<br>carl.serra@acaglobal.com | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | LBMC, PC | | (Name - if individual, state last, first, and middle name) | | | | 201 FRANKLIN ROAD | | BRENTWOOD | TN | 37027 | | (Address) | (City) | | (State) | (Zip Code) | | October 20, 2003 | | 450 | | | | T"<br>of Reg;~ratioo with PCAOB)(O applicable I | | | | (PCAOB R,g;st,atioo N,mb", if appHrableJ I | | | | FOR OFFICIAL USE ONLY | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the tolle«ion of information contained** in **this form are not…Read the full text as markdown