BSC SECURITIES, LLC X-17A-5/A (2025-09-30) — Broker-dealer annual report

Full text of BSC SECURITIES, LLC's X-17A-5/A filed 2025-09-30 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **Bailey** & **Co. Securities, LLC** **Report on Audit of Financial Statement** **For the Year Ended June 30, 2025** This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |--------------------------| | 0 MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | # SEC FILE NUMBER 8-70458 **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 07/01t 2o24 AND ENDING o5t 3oJ2o25 --------- MM/DD/YY MM/DD/ YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: BAILEY & CO SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): E!J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 5511 VIRGINIA WAY, SUITE 200 (No. and Street) BRENTWOOD TN (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FI LING 37027 (Zip Code) Carl Serra ( 603) 21 6-8986 earl .serra@acaglobal.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* LBMC, PC (Name - if individual, state last, first, and middle name) 201 FRANKLIN ROAD BRENTWOOD TN (Address) (City) (State) October 20, 2003 450 37027 (Zip Code) **r te** of **Re~st,aUoo w;th PCAOBWf applkableJ FOR OFFICIAL USE ONLY (PCAOB Reg;straUoo Numb~, ;f applkablejl** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exempt ion. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ ### **OATH OR AFFIRMATION** I, Jeff Bailey swear (or affirm) t hat, to the best of my knowledge and belief, the financial report pertaining to the firm of BAILEY & CO…

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