Full text of HAMPTONROCK PARTNERS, LLC's X-17A-5 filed 2023-03-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70461 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/28/2022 MM/DD/YY MM/DD/YY 12/31/22 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: HamptonRock Partners LLC TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2021 McKinney Ave, Ste 1200 | | (No. and Street) | | | | |----------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|---------------------------|--| | Dallas | IX | | 75201 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Ivana Shumberg | 713-582-4897 | | ishumberg@hamptonrock.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>McBee & Co., PC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 718 Paulus Avenue | Dallas | Texas | 75214 | | | (Address) | (City) | (State) | (Zip Code) | | | 9/22/2009 | | | | | | | | 3631 | | | #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | L,<br>Stuart Brown | | |--------------------|--| |--------------------|--| -----------------------------------------------------------------------------------------------------------------------------------------------------------------------------financial report pertaining to the firm of HamptonRock Partners LLC as of…Read the full text as markdown