HAMPTONROCK PARTNERS, LLC X-17A-5 (2025-04-02) — Broker-dealer annual report

Full text of HAMPTONROCK PARTNERS, LLC's X-17A-5 filed 2025-04-02 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **HamptonRock Partners LLC** **Financial Statements, Notes to Financial Statements, Supplemental Information and Exemption Report** **Year Ended December 31, 2024** {1}------------------------------------------------ ### **HamptonRock Partners LLC December 31, 2024** # Table of Contents | Report of Independent Registered Public Accounting Firm | 1 | |--------------------------------------------------------------------|----| | Financial Statements | | | Statement of Financial Condition<br> | 2 | | Statement of Operations | 3 | | Statement of Changes in Member's Equity<br> | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements6-9 | | | Supplemental Information | | | Schedule I -Computation of Net Capital Under Rule 15c3-1 of the | | | Securities and Exchange Commission<br> | 10 | | Schedule II –<br>Statement Regarding Customer Reserve Requirements | | | And Possession or Control Requirements | 11 | | Exemption<br>Report | | | Report of Independent Registered Public Accounting Firm<br> | 12 | | Exemption Report<br> | 13 | {2}------------------------------------------------ ![](_page_2_Picture_0.jpeg) ### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** #### **To the Managing Director and Member of HamptonRock Partners LLC** #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of HamptonRock Partners LLC as of December 31, 2024, the related statements of operations, changes in member's equity, and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of HamptonRock Partners LLC as of December 31, 2024, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of HamptonRock Partners LLC 's management. Our responsibility is to express an opinion on HamptonRock Partners LLC's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to HamptonRock Partners LLC in accordance with the U.S. federal securities laws and the applicabl…

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