Full text of BEACON SECURITIES US LIMITED's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Beacon Securities US Limited (A wholly owned subsidiary of Beacon Securities Limited)** **Statement of Financial Condition as of December 31, 2021** **With Report of Independent Registered Public Accounting Firm** {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | 0MB APPROVAL | | | | | |------------------------------|-----------|--|--|--| | 0MB Number: | 3235-0123 | | | | | Expires:<br>October 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response | 12.00 | | | | SEC FILE NUMBER **8-70463** | | FACING PAGE | | | | |----------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------|--| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | REPORT FOR THE PERIOD BEGINNING | 11/11/2020 AND ENDING | 12/31/2021 | | | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Beacon Securities US Limited | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ~Broker-dealer | Security-based swap dealer | Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | | 66 Wellington Street West Suite 4050 | {No. and Street) | | | | | Toronto | ON | | M5k1Hl | | | {City) | {State) | | {Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | 212-751-4422 | | RDaniels@dfppartners.com | | | Richard Daniels | | | | | | | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | {Name - if individual, state last, first, middle name) | | | | | | Toronto | ON | M5H2S5 | | | | {City) | {State) | {Zip Code) | | | | | | 85 | | | | | | {PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | (Name)<br>KPMG LLP<br>333 Bay Adelaide Centre<br>{Address)<br>{Date of Registration with PCAOB){if applicable) | | |…Read the full text as markdown