Full text of BEACON SECURITIES US LIMITED's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Beacon Securities US Limited (A wholly owned subsidiary of Beacon Securities Limited)** **Statement of Financial Condition as of December 31, 202** **With Report of Independent Registered Public Accounting Firm** {1}------------------------------------------------ | SECURITIES | AND<br>EXCHANGE<br>COMMISSION<br>Washington, D.C. 20549 | | OMB Number:3235Ͳ0123 | | | | |--------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------|--------------------------|--------------------------------------------|-------|--| | | | | | | | | | | | | | Expires:October 31, 2023 | | | | | | | Estimated average burden | | | | | | | | hours per response… | | 12.00 | | | | ANNUALAUDITEDREPORT | | | | | | | FORMXͲ17AͲ5<br>PART<br>III | | | SEC FILE NUMBER | | | | | | | 8Ͳ70463 | | | | | | | | | | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17aͲ5, 17aͲ12, and 18aͲ7 under the Securities Exchange Act of 1934 | | | | | | | REPORT<br>FOR<br>THE<br>PERIOD<br>BEGINNING | Ϭ1/Ϭϭ/202Ϯ<br>AND<br>ENDING | 12/31/202Ϯ | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A.<br>REGISTRANT<br>IDENTIFICATION | | | | | | | NAME<br>OF<br>FIRM:Beacon<br>Securities US Limited | | | | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all | applicable<br>boxes): | | | | | | | | | | | | | | | ցBrokerͲdealer<br>տSecurityͲbased | տMajor<br>swap<br>dealer | securityͲbased<br>swap | participant | | | | | տ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF | BUSINESS:<br>(Do<br>not<br>use<br>P.O.<br>Box<br>No.) | | | | | | | 66<br>Wellington<br>StreetWest<br>Suite<br>4050 | | | | | | | | | (No. and Street) | | | | | | | Toronto | ON | | | M5k1H1 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD | TO<br>THIS<br>FILING | | | | | | | Richard<br>Daniels | 212Ͳ751Ͳ4422 | | RDaniels@dfppartners.com | | | | | (Name) | (Area Code – Telephone Number) | | | (Email Address) | | | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT | whose<br>opinion<br>is<br>contained<br>in<br>this | Report* | | | | | | | | | | | | | | KPMG<br>LLP | (Name – if individual, state last, first, middle name) | | | | | | | 333 | | | | | | | | Bay<br>Adelaide<br>Centre<br>(Address) | Toronto<br…Read the full text as markdown