Full text of AGILE TRADING TECHNOLOGIES, LLC's X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12** **ANNUAL REPORTS FORM X-17A-S PART Ill** **S(C FILE NUl'v18ER** **8-70466**  **NAME OF FIRM: AGILE TRADING TECHNOLOGIES, LLC** **TYPE OF REGISTRANT (check all applicable boxes):** **GJ Broker-dealer Cl Security-based swap dealer** □ **Major security-based swap participant** D **Check** here **if respondent** is **also an OTC** derivatives **dealer** #### **ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do not use a P.O. box no.)** # **2 TOWN PLACE. STE 210** | | (No. and Street) | | | |---------------------------------------------------|---------------------------------------------------------------------------|---------|--------------------------------------------| | BRYN MAWR | PA | | 19010 | | {City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | JANICE PARISE | 212 751-4422 | | JPARISE@DFPPARTNERS.COM | | | (Area Code -Telepnone Number) | | (Email Address) | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | MARCUM LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, 1tate last, first, and middle name) | | | | 1601 MARKET ST. 4TH FL | PHILADELPHIA | PA | 19103 | | (Address) | (City) | (State) | (Zip Code) | | 10/16/2003 | | 688 | | | (Date 6f Regi\$trotion with PCA08J(if applicable) | | | (PCAOB Registration Number, if applicabl�) | **FOR OFFICIAL USE ONLY** • Claims **for �emption from the requirement that the annual reports be covered by the reports of an** independent **publi�** accountant must be supported **by** a statement of facts and circumstances relied on as the basis of the exemption. See 17 **CFR 240.17a•5fe)(l)(ii). If** applicable. **Persons who are to respond to the colledlon** of **Information contained In this form are not required to respond unless the form** displays a currently vatld 0MB control number, {1}------------------------------------------------ #### OATH OR AFFIRMATION | CURTIS RICHINS | Tinancial report pertaining to the firm of AGILE TRADING TECHNOLOGIES, LLC | , swear (or affirm) that, to the best of my knowledge and belief, the<br>- , as of | |---------------------------------|-------------------------------------------------------------------------------------------------------------------…Read the full text as markdown