Full text of AGILE TRADING TECHNOLOGIES, LLC's X-17A-5 filed 2024-03-07 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235\*0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # **PART** Ill **FACING PAGE 8-70466 Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/VY ANO ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: AGILE TRADING TECHNOLOGIES, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## **2 TOWN PLACEC STE 210** | | | (No. and Street) | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------------------------------------|-------------------------|----------------------------------------------| | BRYN MAWR | | PA | | 19010 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | JANICE PARISE | 212 751-4422 | | JPARISE@DFPPARTNERS.COM | | | (Name) | (Area Code-Telephone Number} | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | MARCUM LLP | | (Name - if individual, state last, first, and middle name) | | | | 1601 MARKET ST. 4TH FL | | PHILADELPHIA | PA | 19103 | | (Address) | (City) | | (State) | (Zip Code) | | 10/16/2003 | | | 688 | | | (rte of Registration with PCAOB)(if applicable) | | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) I | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, CURTIS RICHINS swear (or affirm) that, to the best of my knowledge and belief, the financial repo…Read the full text as markdown