Full text of THE GROWTH STAGE INC.'s X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ## ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | nours per response: | 12 | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-70467 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22 MM/DD/YY A. REGISTRANT IDENTIFICATION MM/DD/YY NAME OF FIRM: The Growth Stage, Inc. TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer | | Security-based swap dealer | | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) #### 2911 Turtle Creek Blvd., Suite 300 | | (No. and Street) | | | |----------------------------------------------|----------------------------------------------------------------------------|------------------------------------|------------| | Dallas | IX | | 75219 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Charlene F. Wilson | 623-58-4407 | charlene.wilson@thegrowthstage.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ohab and Company, P.A. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling* | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 E Sybella Ave. | Maitland | ﻠ | 32751 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 100 E Sybella Ave. | Mailland | | 32751 | |-------------------------------------------------|-----------------------|--------------------------------------------|------------| | Address) | (City) | (State) | (Zip Code) | | July 28, 2004 | | 1839 | | | Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of inform…Read the full text as markdown