Full text of THE GROWTH STAGE INC.'s X-17A-5 filed 2024-02-12 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STAT£S | | 0 M B Number. 3235-0123 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------------------------------|--| | SECURmES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | Expires: Nov. 30, 2026<br>Estimated irverage burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-70467 | | | | PART Ill | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | AND ENDING 12/31/2023 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023<br>MM/DD/YY | | | MM/0D/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: The Growth Stage, Inc. | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2911 Turtle Creek Blvd., Suite 300 | | | | | | | (No. and Street) | | | | | Dallas | TX | | 75219 | | | {City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kimberly Ryan | 248-224-8713 | | kim.ryan@thegrowthstage.com | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ohab and Company, P.A. | | | | | | | (Name - if individual, state last, first, and mid die name) | | | | | 100 E. Sybella Ave. | Maitland | | FL<br>32751 | | | (Address) | (City) | | {State)<br>(Zip Code) | | | July 28, 2004 | | 1839 | | | | (Date of Re lstratlon with PCAOB (if a licable) | FOR OFFICIAL USE ONLY | | PCAOB Re istration Number, if a llcable | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances…Read the full text as markdown