Full text of BLUEPATH CAPITAL LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . . . 12.00 ### **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5** 8-70188 **PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | |--------------------------------------------------------------------------|--------------------------------------------------------|------------|-----------------------------------------| | A. | REGISTRANT IDENTIFICATION | | | | NAME OF BROKER - DEALER: | | | | | BluePath Capital LLC | | | OFFICIAL USE ONLY<br>__________________ | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | | | | | 1808 Wedemeyer Street Suite 110<br>(No. and Street) | | | | | | | | | San Francisco<br>(City) | CA<br>(State) | | 94129<br>(Zip Code) | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Yuen Na Chun | | | (415) 549-0742 | | | | | (Area Code - Telephone No.) | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Novogradac & Company LLP | | | | | (Name - if individual, state last, first, middle name) | | | | 1160 Battery St. East Building, 4th Floor | San Francisco | CA | 94111 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | X Certified Public Accountant | | | | | □<br>Public Accountant<br>□ | | | | | Accountant not resident in United States or any of its possessions.<br>□ | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \**Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).*SEC 1410 (3-91) {1}------------------------------------------------ **Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2020** {2}------------------------------------------------ ### **This report \*\* contains (check all applicable boxes):** - [x] Independent Auditors' Report. - [x…Read the full text as markdown