BLUEPATH CAPITAL LLC X-17A-5 (2023-02-28) — Broker-dealer annual report

Full text of BLUEPATH CAPITAL LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-70497 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING | FACING PAGE<br>01/01/22 | AND ENDING | 12/31/22 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------|--------------------------------------------|--| | | | | | | | A. | REGISTRANT IDENTIFICATION | | | | | BluePath Capital LLC<br>NAME<br>OF<br>FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ڦ܆ Broker-dealer<br>܆Security-based swap dealer<br>܆ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | ܆Major security-based swap participant | | | | | 39 Mesa Street Suite 103 | | | | | | (No. and Street) | | | | | San Francisco | CA | | 94111 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Yuen Na Chun | (415)524-0429 | | yuen@bp-cap.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | B. | ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Novogradac & | Company LLP | | | | | 1160 Battery St. East Building Suite 225 | (Name – if individual, state last, first, and middle name) | | | | | (Address) | San Francisco<br>(City) | CA<br>(State) | 94111<br>(Zip Code) | | | 10/8/2003 | | 474 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to resp…

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