Full text of PILOT HILL CAPITAL LLC's X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70518 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** MM/DD/YY AND ENDING **12/31** /23 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: PILOT HILL CAPITAL LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 87 Hillcrest Ave (No. and Street) Summit NJ (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 07901 (Zip Code) Karen Alvarez 770-263-7300 karen.alvarez@acaglobal.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Rubio CPA, PC (Name - if individual, state last, first, and middle name) 3500 Lenox Road NE, Suite 1500 Atlanta GA 30326 (Address) (City) (State) (Zip Code) 5/5/09 3514 **rt• of Reglstcatloo with PCAOB)llf appUcable) FOR OFFICIAL USE ONLY [PCAOB Reglstcatloo No mbec,** If **applicable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ | OATH OR AFFIRMATION | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, James F. Higgins Jr. | | | financial report pertaining to the firm of PILOT HILL CAPITAL LLC | as of | | 2~<br>12/31<br>is true and correct. I further swear (or affirm) that neither the company nor any |…Read the full text as markdown