Full text of PILOT HILL CAPITAL LLC's X-17A-5 filed 2023-02-08 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17 A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70518 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /22** MM/DD/YY AND ENDING **12/31** /22 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: PILOT HILL CAPITAL LLC TYPE OF REGISTRANT (check all applicable boxes): ii Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 87 HILLCREST AVE (No. and Street) Summit NJ 07901 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Karen Alvarez 770-263-7300 karen .alvarez@acaglobal.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RUBIO CPA, PC (Name - if individual, state last, first, and middle name) 3500 Lenox Road NE, Suite 1500 Atlanta GA 30326 (Address) (City) (State) (Zip Code) 5/5/09 3514 l" **of Reg;matioo w,h PCAOB)(tt appUcablel FOR OFFICIAL USE ONLY JPCAOB Reg;mat,oo N,mbe<,** tt **appUcableJ** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, James F. Higgins Jr. | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of PILOT HILL CAPITAL LLC | as of | | 2~<br>December 31 | is true and correct. I further swear (or affirm) that neither the company nor any | | | part…Read the full text as markdown