Full text of GLOBETECH SECURITIES LLC's X-17A-5 filed 2024-02-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70531 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** mus ron mHe renoo seams 01/012029 Bosons **12/3102029** MM/DD/YY **A. REGISTRANT IDENTIFICATION** MM/DD/YY awe or«w. \_GLOBETECHSECUR TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [] Security-based swap dealer L Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 440 Grooms Road Clifton Park {No. and Street) New York 12065 (City) PERSON TO CONTACT WITH REGARD TO THIS FILING (State) {Zip Code) Wendy Elliott (Name) 678-679-8644 (Area Code-Telephone Number) **B. ACCOUNTANT IDENTIFICATION** wendy@globetechsecurities.com (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing TPS Thayer LLC (Name -- if individual, state last, first, and middle name) 1600 Highway 6, Suite 100 (Address) 07/14/2020 Sugar Land (City) Texas (State) 6706 77478 (Zip Code) rte of Registration **with** PCAOBJI• applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) I Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | | | Ir ny<br>!'<br>7n | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|---------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------…Read the full text as markdown