Full text of GLOBETECH SECURITIES LLC's X-17A-5 filed 2025-02-05 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12<br>SEC FILE NUMBER | | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------|--| | | | | | | | | FORM X-17A-5 | | | | | | PART Ill | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | mu«o roe me reaoo asowvs _ | 9<br>1<br>0<br>a<br>0<br>? mo sos 1 | | 2<br>8<br>1<br>2<br>0<br>@ | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: GLOBETECH SECURITIES LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | [l Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 440 Grooms Road | | | | | | | (No. and Street) | | | | | Clifton Park | New York | | 12065 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Wendy Elliott | (678) 679-8644 | | wendy@globetechsecurities.com | | | (Name) | (Area Code - Telephone Number) | | {Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing<br>Ferrara CPA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 Horizon Center Blvd | Hamilton | NJ | 08619 | | | (Address) | (City) | {State) | (Zip Code) | | | 12/17/2024 | | 7259 | | | | rte of Registration with PCAOB)(if applicable) | | | (PCAOB Reg;straUoo N,mbe,, ;f appHcable]I | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of info…Read the full text as markdown