Full text of XTX EXECUTION SERVICES LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 ### PART III ### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 03/17/20 AND ENDING 12/31/21 ### A, REGISTRANT IDENTIFICATION NAME OF FIRM: XTX EXECUTION SERVICES LLC TYPE OF REGISTRANT (check all applicable boxes): &Broker-Dealer - DSecurity-based swap dealer - OMajor security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | 40th Floor, 10 Hudson Yards | | | |----------------------------------------------|--------------------------------|------------------------------|--| | (No, and Street) | | | | | New York | NY | 10001 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Oliver Scott | +44(0) 203 198 3484 | oliver.scott(axtxmarkets.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | R ACCOUNT AND INCOLORION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | | Ernst & Young LLP<br>(Name - if individual, state last, first, middle name) | | | | |----------------|-----------------------------------------------------------------------------|----------|------------|--| | 5 Times Square | New York | New York | 10036 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | Date of Registration with PCAOB 10/20/2003 PCAOB Registration Number, if applicable 42 ### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17 CFR 240,17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70532 {1}------------------------------------------------ # XTX EXECUTION SERVICES LLC Statement of Financial Condition As at December 31, 2021 With Report of Independent Registered Public Accounting Firm {2}------------------------------------------------ # XTX EXECUTION SERVICES LLC Statement of Fin…Read the full text as markdown