Full text of XTX EXECUTION SERVICES LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 ### PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22 ### A. REGISTRANT IDENTIFICATION NAME OF FIRM: XTX EXECUTION SERVICES LLC TYPE OF REGISTRANT (check all applicable boxes): | Broker-Dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | 64th Floor, 50 Hudson Yards | | | | |----------------------------------------------|----------------------------------------------------------------------------|-----------------------------------------------------------------------------|------------------------------|--| | | (No and Street) | | | | | New York | NY | | 10001 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Oliver Scott | +44(0) 203 198 3484 | | oliver scott axtxmarkets com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | | | | | | | Ernst & Young LLP<br>(Name - if individual, state last, first, middle name) | | | | | New York | New York | 10001 | | | 1 Manhattan West<br>(Address) | (City) | (State) | (Zip Code) | | | Date of Registration with PCAOB 10/20/2003 | | | PCAOB Registration Number 42 | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17 CFR 240.17a-5(e)(1)(i), if applicable, Persons who are to respond to the collection of in this form are not required to respond unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number: 3235-0123 Expires: Oct 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70532 {1}------------------------------------------------ # XTX EXECUTION SERVICES LLC Statement of Financial Condition As at December 31, 2022 With Report of Independent Registered Public Accounting Firm {2}------------------------------------------------ ## XTX EXECUTION SERVICES LLC St…Read the full text as markdown