Full text of MONTEC SECURITIES LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III omb approval OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 sec file number 8-70553 #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/21 | | AND ENDING 12/31/21 | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------|-------------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Montec Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 510 Madison Avenue, 10th fllor | | | | | | | (No. and Street) | | | | | New York | | NY | 10022 | | | (City) | | (State) | (Žip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Charlene F. Wilson 623-533-4407 | | | | | | (Name) | (Area Code - Telephone Number) | | cwilson2montecsecurities.com<br>(Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | (Name - if individual, state last, first, and middle name) | | | | | One Manhattan West , 401 9th Ave. New York | | NY | 10001 | | | (Address) | (City) | | (State)<br>(Zip Code) | | | 10/20/2003 | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Nick Crawford | swear (or affirm) that, to the…Read the full text as markdown