Full text of MONTEC SECURITIES LLC's X-17A-5 filed 2025-02-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: **Nov.** 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70553 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /24 | | | AND ENDING 12/31 / | 2 4 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------|--------------------|-----------------------------------------------| | | MM/DD/VY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | : Montee Securities LLC<br>NAME oF FIRM | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | D Security-based swap dealer<br>D Major security-based swap participant<br>C!l Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 510 Madison Ave., 10th Floor | | | | | | | (No. and Street) | | | | | New York | | NY | | 10022 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Charlene F Wilson | 623-533-4407 | | | cwilson@montecsecurities.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One Manhattan West, 401 9th Ave. | | New York | NY | 10001 | | (Address) | (City) | | (State) | (Zip Code) | | T"<br>10/20/2003 | | | 42 | | | of Regist<aUoo with PCAOB H• applicable) | | | | (PCAOB Regist<atioo Numbe,, if applicable I I | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB…Read the full text as markdown