Full text of HARLEY CAPITAL LLC's X-17A-5/A filed 2023-04-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | # **PART** Ill **FACING PAGE** hours per response: 12 SEC FILE NUMBER 8-70571 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 1 0/21 /2021 12/31/2022 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** Harley Capital LLC ------------- - - ------------ ----- TYPE OF REGISTRANT (check all applicable boxes): NAME OF FIRM: **ii** Broker-dealer O Security-based swap dealer 0 Major security-based swap participant D Check here if respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 55 Post Road W | | | (No. and Street) | | |--------------|----------------------------------------------|--------------------------------|-------------------------| | | Westport | CT | 06880 | | (City) | | (State) | {Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Michael Egan | | 2129441971 | megan@harleycapital.com | | {Name) | | {Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # OHAB AND COMPANY, PA | | {Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | FL | 32751 | | {Address) | {City) | (State) | (Zip Code) | | JULY 28, 2004 | | 1839 | | | {Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){1){ii), if applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}---------------------------…Read the full text as markdown