Full text of HARLEY CAPITAL LLC's X-17A-5/A filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | ,., AJ'l'O"VAL | |------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | SECURITTES ANO EXCHANGE COMMISSION | | 0MB Numbe<: 3llS•0123<br>Expires: Nov. 30, 2026 | | Washington, D.C. 20549 | | Es.tlmined averqe burde.n | | | | hour:s per response:<br>12 | | ANNUAL REPORTS | | :S£C f:JlE NUMBER | | FORM X-17A-5 | | | | PART Ill | | | | | | | | | | | | | | 12/31/2023 | | FILING FOR THE PERIOD BEGINNING | ENDING | _______<br>_ | | MM/00/YY | | MM/00/YY | | | | | | | | | | | | _ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 06880 | | | | | | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | 212 944 1971 | | megan@harleycapital.com | | | | {Email Address) | | | | | | | | | | | | | | OHAB AND COMPANY, PA | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | MAITLAND<br>100 E SYBELIA AVENUE SUITE 130 | FL | 32751 | | (City) | (State) | {Zip Code) | | | 1839 | | | (Date of R-istration with PCA0B)(if aMJl<ab1e) | | | | FOR OFflCIAL USE ONLY | | IPCAOll Registration Number. If annlicable) | | | | | | | FACING PAGE<br>01/01/2023<br>Harley Capital LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>0 Check here if respondent is also an OTC derivatives dealer<br>(No. and Street)<br>CT<br>(State)<br>(Area Code -Tetephone Number) | lnfo,matlon Required Pursuant to Rules 17a-5, 17a-12, and 11:la-7 under the Securities E"hange Act of 1934<br>------,---AND<br>A, REGISTRANT IDENTIFICATION<br>_________________________<br>D Major security-based swap participant<br>ADDRESS Of PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>8. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are containe…Read the full text as markdown