Full text of JOSEPH EDEN CAPITAL, LLC's X-17A-5 filed 2023-03-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PURSUANT TO RULE 17a-5(e)(3)) December 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I 2 #### SEC FILE NUMBER 8-70574 **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|-----------------------------------------| | FILING FOR THE PERIOD BEGINNING | _________<br>1/1/2022 | AND ENDING | | ________<br>12/31/2022<br>_ | | | MM/DD/VY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Joseph Eden Capital, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>!!!!!ii Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 7600 W. ROOSEVELT RD. | | | | | | | (No. and Street) | | | | | FOREST PARK | IL | | | 60130 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Catrice Wells | 312-787-6994 | | | cwells@josephinvestmentservices.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 20646 Abbey Woods Ct N Suite 201 | Frankfort | | IL | 60423 | | (Address) | (City) | | (State) | (Zip Code) | | December 1, 2010 | | 5376 | | I | | l"<br>of R,g;stcaUoo w;th PCAOB )(;f appUcabl•J | | | | ]PCAOB R,g;ma1;00 N,mbec, ,f appUcable] | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a…Read the full text as markdown