JOSEPH EDEN CAPITAL, LLC X-17A-5/A (2023-03-28) — Broker-dealer annual report

Full text of JOSEPH EDEN CAPITAL, LLC's X-17A-5/A filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PURSUANT TO RULE 17a-5(e)(3)) December 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-70574 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | _________<br>1/1/2022 | AND ENDING | | ________<br>12/31/2022<br>_ | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|-------------------------------------|--|--|--| | | MM/DD/VY | | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Joseph Eden Capital, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>D Security-based swap dealer<br>!!!!ii Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 7600 W. ROOSEVELT RD. | | | | | | | | | | (No. and Street) | | | | | | | | FOREST PARK | IL | | | 60130 | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Catrice Wells | 312-787-6994 | | | cwells@josephinvestmentservices.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 20646 Abbey Woods Ct N Suite 201 | Frankfort | | IL | 60423 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | December 1, 2010 | | 5376 | | | | | | | ( PCAOB Regist,aUoo N,mbec, If appl ,cable)…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)