Full text of RC PRIVATE SECURITIES, LLC's X-17A-5 filed 2023-03-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | | SEC FILE NUMBER | |--|-----------------| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------------|------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING 1/1/2022 | | AND ENDING 12/31/2022 | | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: RC Private Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1511 Baltimore Avenue, Suite 300 | | | | | | | | (No. and Street) | | | | | | Kansas City | MO | | 64108 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Robert Campbell | 973-727-7379 | | robert.campbell@acaglobal.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Forvis, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 1201 Walnut Street, Suite 1700 Kansas City | MO | 64106 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/16/2003 | | 686 | | | | | rte of Reg;m,,;o" | w;th PCAOB)llf appl1<able) FOR OFFICIAL USE ONLY | | (PCAOB Reg;~,at;o" N,mbec, • appll<able) | | | | | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection o…Read the full text as markdown