Full text of RC PRIVATE SECURITIES, LLC's X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | | |--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|----------------------------------------------------|--------------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | | | | | Washington, D.C. 20549 | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | | | | hours per response: 12 | | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | 8-70606 | | | | | | PART III | | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | NAME OF FIRM: RC Private Securities, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | | | | | | | | Broker-dealer<br>[ ] Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | | | 1511 Baltimore Avenue, Suite 300 | | | | | | | | | (No. and Street) | | | | | | | Kansas City | MO | | 64108 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Robert Campbell | 973-727-7379 | | Robert. Campbell@acaglobal.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. Accountant Identification | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | Forvis, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 1201 Walnut Street, Suite 1700 Kansas City | | MO | 64106 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/16/2003 | 636 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption.…Read the full text as markdown