Full text of MCKENZIE SECURITIES LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL<br>0MB Number: 3235-0123 | |--------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 1, 2023<br>Expires: Oct.<br>Estimated average burden | | | | | hours per response:<br>12 | | | ANNUAL REPORTS | | '<br>SEC FILE NUMBER | | | FORM X-17A-5 | | 8-70627 | | | PART Ill | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securi | | e Act of 1934<br>ities Exchan<br>g<br>g | | nwoe 9<br>Fu«G Fon me Peaioo src | /<br>/<br>01<br>21<br>1 | Ao ewone<br>1 | 2/31/<br>21 | | | MM/DD/VY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | vAMe or re~. McKenzie Securities, | C<br>LL | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[] Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | [] Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 208 Ave, Luis Munoz Rivera (Banco Popular Center) 10th Floor, Suite 1029 | | | | | (No. and Street) | | | | San Juan | PR | | 00918 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Angela Hajek | 404-841-<br>1010 | angela@mastercompliance.com | | | (Name) | (Area Code-<br>Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | TPS Thayer | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | | (Name - if individual, state last, first, and middle name) | | | | 600 HWY 6, Ste<br>1<br>1 | 00<br>Sugarland | TX | 77478 | | (Address) | (City) | (State) | (Zip Code) | | 7/14/20<br>- | | 6706 | | | r<br>,,.<br>,.<br>a.,<br>••<br>,<br>, | " "'"<br>"" """<br>''<br>.,<br>"<br>" | '<br>. "'<br>,.<br>""' | '<br><br>"m, | | | | | "<br>.�'I | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the…Read the full text as markdown