Full text of MCKENZIE SECURITIES LLC's X-17A-5 filed 2023-03-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | QAMB APPROVAL<br>0MB Number. 3235-0123<br>Expires: 0ct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | |---------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|------------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | | | | | FORM X-17A-5 | | S£CF#LE NUMBER<br>8-70627 | | | PART Ill | | | | | | | | | | FACING PAGE<br>information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | au«roan«era«ova«o | 0<br>1<br>1<br>0<br>1<br>0<br>2<br>2 | | aoao _<br>1<br>2<br>/<br>8<br>1<br>0<br>2<br>2 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAs or rm6~ McKenzie Securities, LLC | | | | [ Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | [] Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0. box no.) | [ Major security-based swap participant | | | | 208 Ave, Luis Munoz Rivera (Banco Popular Center) 10th Floor, Suite 1029 | | | | | (No. and Street) | | | | San Juan | PR | | 00918 | | (Cty) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Angela Hajek | 678-679-8640 | | finop@mckenziesecurities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | TPS Thayer LLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing<br>(Name - if individual, state last, first, and middle name) | | | | 1600 Hwy 6, Ste. 100 | Sugarland | TX | 77478 | | (Address)<br>07/14/2020 | (Cny) | State)<br>6706 | (Ip Code) | | (Date of Registration with PCAOB)(if applicable] | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | CFR 240.17a-5(e)(1)(ii), if applicable. | Claims for exemption from the requirement that the annual reports be covered by the…Read the full text as markdown