Full text of IGM BROKERAGE, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # IGM BROKERAGE, LLC (A LIMITED LIABILITY COMPANY) Financial Report Year Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm SEC ID 8 – 70633 This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A Statement of Financial Condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC DOCUMENT. {1}------------------------------------------------ | Table of Contents | | |------------------------------------------------------------|-------| | | Page | | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements: | | | Statement of Financial Condition | 2 | | Statement of Operations | 3 | | Statement of Changes in Members' Equity | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6 - 8 | | Supplemental Information: | | | Computation of Net Capital Pursuant to Rule 15c3-1 | 9 | | of the Securities Exchange Act of 1934 | | | Computation for Determination of Reserve Requirements | 10 | | Under SEC Rule 15c3-3 | | | & | | | Information Relating to Possession or Control Requirements | | | For Customers Under 17 CFR 240.15c3-3. | | | Exemption Report: | | | Report of Independent Registered Public Accounting Firm | 11 | | Management's Exemption Report | 12 | {2}------------------------------------------------  One East Fourth Street, Suite 1200, Cincinnati, Ohio 45202 P. 513.241.3111 | F. 513.241.1212 ### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Members IGM Brokerage, LLC Carmel, Indiana ### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of IGM Brokerage, LLC as of December 31, 2022, the related statements of operations, changes in members' equity, and cash flows for the year then ended, and the related notes and schedules (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of IGM Brokerage, LLC as of December 31, 2022, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ### Basis for Opinion These financial statements are the responsibility of IGM Brokerage, LLC's management. Our responsibilit…Read the full text as markdown