Full text of IGM BROKERAGE, LLC's X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURIT]ES AND EXCHANGE COMMISSION Washington, D.C.20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB Number:3235-0123 Expires; Nov. 30. 2026 Estimated average burden irours per response: ,2 > SEC FILE NUMBER 8-70633 FACING PAGE lnformation Required Pursuant to Rules 17a-5, Lta-72,and 18a-7 under the securities Exchange Act of <sup>1934</sup> FTLTNG FoR rHE pERroD BEGTNNTNG 01101123 AND ENDTNG 12131123 MM/DDAY MM/DDAY A. REGISTRANT I DENTIFICATION NAME oF FIRM IGM Brokerage, LLC TYPE OF REGISTRANT icheck ail appticabte boxes): EI Broker-dealer I Security-based swap dealer I Check here if respondent is also an OTC derivatives dealer f Major security-based swap participant ADDRESS oF PRINC|PAL PLACE oF BUSTNESS: (Do not use a p.o. box no.) 484 E. Carmel Dr. , #137 Carmel (No. and Street) IN 46032 tcity) PERSON TO CONTACT WITH REGARD TO THIS FILING (Zip Code) mreynolds@igmbd.com (State) Matthew M. Reynolds 312-399 -4932 (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT I DENTIFICATION INDEPENDENT PUBLIc ACC0UNTANT whose reports are contained in this filing\* Michael Coglianese CPA, P.C. 125 E. Lake Street, (Name - if individual, state last, first, and middle name) Suite #303 Bloomingdale lL 60108 (Address) (city) 10t20t2009 (State) 3874 (zip Code) (Date of Regritration with pCAO!){if appticable) \_ (PCAOB Registration Number. if applicablei FOR OFFICIAL USE ONii +Claimsforexemptionfromthe,.q,i,.,"ntth,t1friIi\_nL.aireo accountantmustbesupportedbyastatementoffactsandcircumstancesreliedonasthebasisoftheexemption. See17 CFR 240. 17a-5(e)(1)(ii), if appticabte. Persons who are to retpond to the collection ol information contained in this form are not required to respond unless the form dlsplays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION l, Matlhew M Reynotds swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of tcM Brokerage, LLC 12131 ,a12j- ,is true and correct. <sup>I</sup> further swear (or affirm)that neither the company nor any has any proprietary interest in any account classified solely partner, officer, director, or equivalent person, as the case may be, as that of a customer. Notary Public ### This filing\*\* contains (check all applicable boxes): - = (a) Statement of financial condltion. - a (b) Notes to consolidated statement of financial condit…Read the full text as markdown