Full text of PALMAS SECURITIES LIMITED LIABILITY COMPANY's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | | | # **PART** Ill | ANNUAL REPORTS | | SEC FILE NUMBER | |--------------------------------------------------------------------------------------------------------------------------|--------------|-----------------------------------------| | FORM X-17A-5 | | 8-70653 | | PART Ill | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | 2/31/ | | FILING FOR THE PERIOD BEGINNING 08/17 /21 | AND ENDING 1 | 21 | | MM/DD/YY | | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | | NAME or rs~ Palmas Securities | | | | [<br>[<br>TYPE OF REGISTRANT (check all applicable boxes): | | | | Security-based swap dealer<br>Broker-dealer | | □ Major security-based swap participant | [ Broker-dealer [ Security-based swap dealer 0 Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use aP.0. box no.) # 52 Harbour Lights Dr | | (No. and Street) | | |----------------------------------------------|--------------------------------------------------------------------------|-----------------------------| | Humacao | PR | 00791 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Angela Hajek | 404-841-1010 | angela@mastercompliance.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | TPS Thayer | | | | | IPS | | I haver | | | | |--|-----|--|---------|--|--|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 00<br>600 Hwy 6, Ste<br>1<br>1 | Sugarland | TX | 77478 | |--------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | {State) | (Zip Code) | | 7/14/20 | | 6706 | | | (Date of Registration with PCA0B)(if applicable) | | | [PCA0B Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1(i), if applicable. Persons who are to respond…Read the full text as markdown