Full text of PALMAS SECURITIES LIMITED LIABILITY COMPANY's X-17A-5 filed 2024-02-09 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| | | 8-70653 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | nus so« rereaoo st«ow«o 9 | 1<br>-<br>0<br>1<br>-<br>2<br>0<br>2 | ° Bosons 1<br>2<br>0<br>1<br>2<br>0<br>° | |---------------------------|--------------------------------------|------------------------------------------| | | MM/DD/YY | MM/DD/VY | **A. REGISTRANT IDENTIFICATION** # owe or am. \_PAL-MAS SECURITIEsLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # URB Palmas Plantation, 83 Green Street | Humacao | Puerto Rico | | 00791 | |-------------------------------------------------|-----------------------------------------------------------------------------------------------|----------------------------------------------|---------------------------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | • Edward Kim | 404-846-2560 | | edward.kim@palmassecurities.com | | | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name -- if individual, state last, first, and middle name) | | | | hway 6, Suite 100 | Sugar Land | Texas | 77478 | | ---,;;;;;;_<br>(Address) | (City) | (State) | (Zip Code) | | 07.14.2020 | | 6706 | | | (rt• of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) I | _ | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I | EDWARD KIM<br>swear (or…Read the full text as markdown