Full text of LODAS SECURITIES, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # REAL TO SECURITIES, LLC FINANCIAL STATEMENT PERIOD ENDING DECEMBER 31 , 2022 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | |-----------------| |-----------------| 8-70676 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_ 1 \_ 1 \_ 12 \_ 9 \_ 12 \_ 0 \_ 21 \_\_\_ AND ENDING \_\_\_ 1 \_ 21 \_ 3 \_ 11 \_ 2 \_ 02\_ 2 \_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: REAL TO SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 7285 West 132nd, Suite 260 (No. and Street) Overland Park KS (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 66213 (Zip Code) David Brant 402-215-1352 david.brant@acaglobal.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst Wintter & Associates LLP (Name - if individual, state last, first, and middle name) 675 Ygnacio Valley Road, Suite A200 Walnut Creek CA (Address) 02/24/2009 (City) (State) 3438 94596 (Zip Code) **rte of Reg;stcaUoo w;th PCAOB)l;f appUcable) FOR OFFICIAL USE ONLY (PCAOB Reg;stcaUoo N"mbec, ;fa ppUcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Kevin McCormack-Lane swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of REAL TO SECURITIES, LLC as of December 31 , 2 022 , is true and cor…Read the full text as markdown