Full text of LODAS SECURITIES, LLC's X-17A-5 filed 2024-03-25 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ LODAS SECURITIES, LLC FINANCIAL STATEMENT DECEMBER 31, 2023 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70676 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 1/1/2023 | | | 12/31/2023<br>MM/DD/YY | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|---------------------------|--------------------------------------------|--|--| | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | LODAS SECURITIES, LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | | -<br>TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>☐<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>☐ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 7133 W 95th St., Suite 205<br>_____________________________________________________________________________________ | | | | | | | | | (No. and Street) | | | | | | | Overland Park | KS | | | 66212 | | | | _____________________________________________________________________________________<br>(City)<br>(State) | | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | David Brant<br>_____________________________________________________________________________________ | 402-215-1352 | | david.brant@acaglobal.com | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Ernst Wintter & Associates LLP<br>_____________________________________________________________________________________ | | | | | | | | | | (Na…Read the full text as markdown