Full text of BTCO SECURITIES LLC's X-17A-5 filed 2023-04-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01-01-2022** AND ENDING **12-31-2022** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: BTCO Securities LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1 Rockefeller Plaza, 28th Floor | | (No. and Street) | | | | |------------------------------------------------------------|---------------------------------------------------------------------------|--------------------|--------------------------|--| | New York | NY | | 10020 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Alexander Mack | 917-923-14 78 | | amack@mackcompliance.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Ohab and Company, P.A. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | 100 E. Sybelia Avenue, suite 130 Maitland | (Name - if individual, state last, first, and middle name) | | | | | (Address) | (City) | Florida<br>(State) | 32751<br>(Zip Code) | | | 07/28/2004<br>rte of Reg;stcaUoo w;th PCAOB)(;f appHcableJ | | 1839 | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Carlos Fuenmayor | | | | | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------|----|-----------------…Read the full text as markdown