Full text of BTCO SECURITIES LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1-01-2023** MM/DD/YY AND ENDING **12-31-2023** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: BTCO Securities LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1 Rockefeller Plaza, 28th Floor {No. and Street) New York **NY** {City) {State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10020 {Zip Code) Alexander Mack 917-923-1478 amack@mackcompliance.com {Name) {Area Code -Telephone Number) {Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ohab and Company, P.A. {Name - if individual, state last, first, and middle name) 100 E. Sybelia Avenue, suite 130 Maitland Florida 32751 {Address) {City) {State) {Zip Code) 07/28/2004 1839 (rte of Registration with PCAOB)(if applicable) **(PCAOB Registration Number, if applicable)** I **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){l){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Carlos Fuenmayor | swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown