Full text of 2021 CAPITAL, LLC's X-17A-5 filed 2023-03-02 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Statement of Financial Condition December 31, 2022** Filed as PUBLIC information pursuant to Rule 17-aS(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | UNITED STATES | | | OMBAPPROVAL | | | |------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|-----------------------|----------------------------------------------------|--|--| | | | | 0MB Number: 3235-0123 | | | | SECURITIES AND EXCHANGE COMMISSION | | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | Washington, D.C. 20549 | | hours per response:<br>12 | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-70757 | | | | | PART Ill | | | | | | | | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2022<br>AND ENDING 12/31/2022 | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: 2021 Capital, LLC | | | | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | D Major security-based swap participant | | | | [!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 100 N LaSalle Street Floor 25 | | | | | | | | (No. and Street) | | | | | | Chicago | IL | | 60602 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Chad Pilarski | 262-442-8459 | cpilarski@2021cap.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Ryan & Juraska, LLP Certified Public Accountants | | | | | | | | | | | | | | 141 W Jackson BL VD STE 2250 | (Name - if individual, state last, first, and middle name)<br>Chicago | IL | 60604 | | | | (Address) | | | | | | | March 24, 2009 | (City) | (State)<br>3407 | (Zip Code} | | | | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable}…Read the full text as markdown