Full text of 2021 CAPITAL, LLC's X-17A-5 filed 2024-03-14 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2023 Filed as PUBLIC information pursuant to Rule 17-a5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### ANNUAL REPORTS FORM X-17A-5 PART III | SEC FIFE MUMBER | | | |-----------------|--|--| | 8-70757 | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 01/01/2023<br>FILING FOR THE PERIOD BEGINNING | | | 12/31/2023<br>AND ENDING | | | |------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------|--------------------------|--------------------------------------------|--| | | MM/DD/YY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | 2021 Capital, LLC<br>NAME OF FIRM· | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>le Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | L Security-based swap dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 20 S Clark Street STE 700 | | | | | | | | (No. and Street) | | | | | | Chicago | | | 60603 | | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Chad Pilarski | 262-442-8459 | | cpilarski@2021cap.com | | | | (Name) | {Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Ryan & Juraska, LLP Certified Public Accountants | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 141 W Jackson BLVD STE 2250 | Chicago | | | 60604 | | | (Address) | (City) | | (State) | (Zip Code) | | | March 24, 2009 | | 3407 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See…Read the full text as markdown