Full text of NUORION CAPITAL, LLC's X-17A-5/A filed 2024-12-05 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | Expires: Oct. 31, 2023 | | |--------------------------|--| | Estimated average burden | | | hours per response: 12 | | | | | SEC FILE NUMBER # **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ----------<br>1 O/O 1123 | AND ENDING | -----------<br>09/30/24 | | | | | |---------------------------------|--------------------------|------------|-----------------------------------|--|--|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: | NuOrion Capital, LLC | | --------------------------------- | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): **l!J** Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 495 Brickell Avenue - Suite 2101 | | (No. and Street) | | | |--------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-------------------------------------|--------------------------------------------| | Miami | FL | | 33131 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Guy Phillips | (917) 859-7268 | guy.phi 11 ips@nuorioncapita I .com | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Assurance Dimensions | (Name - if individual, state last, first, and middle name)<br>3111 N. University Drive, Suite 621 Coral Springs | FL | 33065 | | (Address) | (City) | (State) | (zip code) | | 4/13/2010 | | | 5036 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | CFR 240.17a-S(e)(l)(ii), if applicable. | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | **Persons who are t…Read the full text as markdown