Full text of NUORION CAPITAL, LLC's X-17A-5 filed 2025-11-26 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL **0MB Number:** 3235-0123 EKpires: Nov. 30, 2026 Estimated avernge burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | hours per response:<br>12 | | |---------------------------|--| | | | | SEC FILE NUMBER | | | 8-70770 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ________<br>10/01/2024 | AND ENDING | 09/30/2025<br>________<br>_ | |------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------|-----------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NuOrion Capital, LLC<br>NAME OF FIRM: | | | ____________________________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Broker-dealer<br>■<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 495 Brickell Avenue - Suite 2101 | | | | | | (No. and Street) | | | | B. ACCOUNTANT IDENTIFICATION | | | | |----------------------------------------------|------------------------------|---------------------------------|--| | (Name) | (Area Code-Telephone Number) | (Email Address) | | | Guy Phillips | (917) 859-7268 | guy.phillips@nuorioncapital.com | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | (City) | (State) | (Zip Code) | | | Miami | Florida | 33131 | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Assurance Dimensions | | (Name - if individual, state last, first, and middle name) | | | |-------------------------------------|------------------------------------------------------------|-----------------|------------| | 3111 N. University Drive, Suite 621 | Coral Springs | FL | 33065 | | (Address)<br>4/13/2010 | (City) | (State)<br>5036 | (Zip Code) | | | | | | | | FOR OFFICIAL USE ONLY | | | \* Oaims **for** exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR Z40.17a-…Read the full text as markdown