Full text of NORTHBORNE SECURITIES PARTNERS LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 #8-70781 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Northborne Securities Partners LLC TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 212 Third Avenue North, Suite 500 (No. and Street) Minneapolis MN 55401 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Kenneth Higgins (612) 351-8703 khiggins@northborne.com (Area Code – Telephone Number) (Name) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Wipfli LLP (Name - if individual, state last, first, and middle name) 235 Peachtree St NE, Suite 1800 Atlanta GA 30303 (Address) (City) (State) (Zip Code) 09/18/2003 344 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | Kenneth Higgins | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------|-------------------------------------------------------------------------------------------------------------------------------------|-------| | | financial report pertaining to the firm of Northborne Securities Partners LLC | as of | | December 31 | , 2023 | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. BEKKAJ KADRLIK NOTARY PUBLIC MINNESOTA fy Commission Expires 01/31/2027 | Sig…Read the full text as markdown