NORTHBORNE SECURITIES PARTNERS LLC X-17A-5 (2025-02-18) — Broker-dealer annual report

Full text of NORTHBORNE SECURITIES PARTNERS LLC's X-17A-5 filed 2025-02-18 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill<br>FACING PAGE | | OMB Number: 3235-0138<br>Expires: Nov. 30, 2026 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------|-------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Estimated average burden<br>hours per response:<br>12 | | | | SEC FILE NUMBER | | | | #8-70781 | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING 01/01/2024<br>AND ENDING<br>MM/DD/YY | | 12/31/2024<br>MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | | Northborne Securities Partners LLC | | | | NAME or Firm: | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>(1 Security-based swap dealer<br>[=] Broker-dealer<br>[] Check here if respondent is also an OTC derivatives dealer | | [_] Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 212 Third Avenue North, Suite 500 | | | | (No. and Street) | | | | MN<br>Minneapolis | | 55401 | | (State)<br>(City) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | (612) 351-8703<br>Kenneth<br>Higgins | | khiggins@northborne.com | | (Area Code ~ Telephone Number)<br>(Name) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Sanville & Company LLC | | | | (Name — if individual, state last, first, and middle name) | | | | 2617 Huntingdon<br>Huntingdon Valley<br>Pike | PA | 19006 | | (Address)<br>(City) | (State) | (Zip Code) | | 09/18/2003 | 196 | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240,17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | OATH OR AFFIRMATION | | | | |------------------------------------------…

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