Full text of ASPEN ALPINE CAPITAL LLC's X-17A-5 filed 2025-03-17 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # FILED CONFIDENTIALLY # ASPEN ALPINE CAPITAL, LLC Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission Including Independent Registered Public Accounting Firm's Report Thereon For the Period May 16, 2024 (FINRA Membership Date) through December 31, 2024 {1}------------------------------------------------ #### ASPEN ALPINE CAP IT AL, LLC #### FINANCIAL STATEMENTS, FORM X-l 7A-5, PART III, SUPPLEMENTAL INFORMATIO , AND REPORTS OF INDEPENDE T REGISTERED PUBLIC ACCOUNTING FIRM #### DECEMBER 31, 2024 #### CONTENTS PAGE | FORM X-l 7A-5, PART III | 1 -2 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------| | REPORT OF INDEPENDENT REGISTERED P BLIC ACCOUNTING FIRM | 2 -<br>3 | | FINANCIAL STA TEME TS | | | Statement of Financial Condition | 5 | | Statement of Operations. | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9 -<br>12 | | Schedule 1<br>SUPPLEME TAL INFORMATION-<br>COMPUTATION OF NET CAPITAL UNDER RULE 15c3-l | 13 | | Schedule II Computation for Determination of the<br>Reserve Requirements Under Securities and Exchange Commission Rule 15c3-3<br>Schedule III Information relating to the Possession or Control Requirements Under the<br>Securities and Exchange Commission Rule 15c3-3 | 14<br>14 | | REPORT OF INDEPENDENT REGISTERED P BLIC ACCOUNTING FIRM .<br>EXEMPTION REPORT | | | | 15 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | Expires: Nov. 30, 2026 | | | | | | | |------------------------|--------------------------|--|----------------------------|--|--|--| | | Estimated average burden | | | | | | | | | | hours per response:<br>l 2 | | | | | | | | | | | | | | | | SEC FILE NUMBER | | | | | | | | | | | | **0MB APPROVAL 0MB Number; 3235-0123** 8-35642 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934** **FILING FOR THE PERIOD BEGINNING 5/16/2024** **MM/OD/VY** **MM/00/YY** **A. REGISTRANT IDENTIFICATION** # **NAME OF FIRM:** ASPEN ALPINE CAPITAL, LLC **TYPE OF REGI…Read the full text as markdown