Full text of ASPEN ALPINE CAPITAL LLC's X-17A-5 filed 2026-03-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **FILED CONFIDENTIALLY** ## **ASPEN ALPINE CAPITAL, LLC** **Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission** **Including Independent Registered Public Accounting Firm's Report Thereon** **For the Year Ended December 31, 2025** {1}------------------------------------------------ #### ASPEN ALPINE CAPITAL, LLC #### FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM #### DECEMBER 31, 2025 #### CONTENTS PAGE | FORM X-17A-5, PART III<br> | 1<br>-2 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br> | 2 -<br>3 | | FINANCIAL STATEMENTS | | | Statement of Financial Condition<br> | 5 | | Statement of Operations<br> | 6 | | Statement of Changes in Member's Equity<br> | 7 | | Statement of Cash Flows<br> | 8 | | Notes to Financial Statements<br> | 9<br>-<br>12 | | SUPPLEMENTAL INFORMATION<br>–<br>Schedule 1<br>COMPUTATION OF NET CAPITAL UNDER RULE 15c3-1<br> | 13 | | Schedule II<br>Computation for Determination of the<br>Reserve Requirements Under<br>Securities and Exchange Commission Rule 15c3-3<br><br>Schedule III<br>Information<br>relating to the<br>Possession or Control Requirements Under the | 14 | | Securities and Exchange Commission Rule 15c3-3<br>REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br> | 14 | | EXEMPTION REPORT | 15 | | MANAGEMENT'S REPORT ON EXEMPTION ……………………………………………… | 16 | {2}------------------------------------------------ U NI T E D S T A T E S S E C U RI TI E S A N D E X C H A N G E C O M MI S SI O N W as hi n gt o n, D. C. 2 0 5 4 9 O M B A P P R O V AL O M B Nu m b er: 3 2 3 5- 0 1 2 3 Ex pir es: N o v . 3 0 , 2 0 2 6 Esti m at e d av er a g e bur d e n h o urs p er res p o ns e: 1 2 ## A N N U AL R E P O R T S F O R M X -1 7 A - 5 P A R T III | S E C FIL E N U M B E R | | |-------------------------|--| | 8-70805 | | | I<br>nf<br>or<br>m<br>ati<br>o<br>n R<br>e<br>q<br>uir<br>e<br>d P<br>urs<br>u<br>a<br>nt t<br>o R<br>ul<br>es 1<br>7 | F<br>A<br>CI<br>N<br>G<br>P<br>A<br>G<br>E<br>a-5, 1<br>7<br>a<br>-1<br>2, a<br>n<br>d 1<br>8<br>a<br>-7 u<br>n<br>d | er t<br>h<br>e S<br>ec<br>u…Read the full text as markdown