TREE LINE CAPITAL MARKETS, LLC X-17A-5 (2025-02-28) — Broker-dealer annual report

Full text of TREE LINE CAPITAL MARKETS, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### S TATEMENT OF F INANCIAL C ONDITION Tree Line Capital Markets, LLC December 31, 2024 With Report of Independent Registered Public Accounting Firm Filed as PUBLIC Information Pursuant Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-70838 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |-----------------------------------------------------------------------------------------------------------|--|--| |-----------------------------------------------------------------------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/2024 | | AND ENDING 12/31/2024 | |--------------------------------------------|--|-----------------------| | | | | MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Tree Line Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # Three Embarcadero Center | San Francisco | | | | | |---------------------------------------------------------------------------------------------|--------------------------------|-----------------|--------------------------------------------|--| | | California | | 941111 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Tatiana Nallbani | 212-751-4422 | | tnallbani@dfppartners.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Moss Adams LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 14555 Dallas Parkway | Dallas | TX | 75254 | | | (Address) | (City) | (State) | (Zip Code) | | | | | 659 | | | | 10/16/2003 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | \* Claims for exemption from the requirement that the annual reports of an independent public accounta…

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