Full text of TREE LINE CAPITAL MARKETS, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION Tree Line Capital Markets, LLC December 31 , 2025 With Report oflndependent Registered Public Accounting Firm Filed as PUBLIC Information Pursuant Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUM BER 8-70838 | | FACING PAGE | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|---------------------------|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/2025<br>FILING FOR THE PERIOD BEGINNING O 1/01/2025 | | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM : Tree Line Capital Markets, LLC | | | | | | | | TYPE OF REG ISTRANT {check all applicable boxes):<br>□ Major security-based sw ap participant<br>C!J Broker-dealer<br>□ Securit y-based sw ap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | | | Three Embarcadero Center | | | | | | | | | (No. and Street) | | | | | | | San Francisco | CA | | 94111 | | | | | (City) | (Stat e) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FI LI NG | | | | | | | | David Portnoff | (212) 751-4422 | | dportnoff@dfppartners.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this f<br>Baker Tilly US, LLP | | iling* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 205 N Michigan Ave, 28th Floor Chicago | | IL | 60601-5927 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/22/2003 | | 23 | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requ<br>irement that t he annua l reports be covered by the reports…Read the full text as markdown