Full text of ALTO SECURITIES, LLC's X-17A-5/A filed 2024-04-09 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMI APPROVAL<br>OME NUMBER: 3235-0123<br>ENDS HON BO 2070<br>Exemated average meeter<br>hears per response. 12 | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|----------------------------------------------------------------------------------------------------------------| | | | SECTILE HUMBER | | | | FORM X-17A-5 | | 8-70863 | | | PART III | | | | FILING FOR THE PERIOD BEGINNING 03/03/2023 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | AND ENDING 12/31/2023 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Alto Securities LLC | | | | | Check have if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>500 11th Ave N, Suite 790 | Security-based swap dealer | | [ Major security based swap participant | | | (No. and Street) | | | | Nashville | IN | | 37203 | | (CHM) | (State) | | [Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Brian Fraioli | 917-495-8074 | | bfaiol @ altoira.com | | (Normal) | (Area Code - Telephone Number) | [Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing." | | | | | David Lundgren & Co | | | | | 505 N Murlen Rd | [Narce - if individual, illate last, first, and middle namel<br>Olathe | KS | 66062 | | Inderni<br>01/05/2015 | (CHIV) | (SURE)<br>6075 | (Zip Code) | {1}------------------------------------------------ | Bridge Friend | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | ----------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown