Full text of ALTO SECURITIES, LLC's X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # NashvilleBrian Fraioli(Name) CFR 240.17a-5(e)(1)(ii), if applicable. displays a currently valid OMB control number. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form UNITED STATES OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS | | (Name) | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------| | (Address) | | | | | | | | | | 01/05/2015 | Brian Fraioli<br>Nashville | NAME OF FIRM: | | | | | | | | | | | | | | (City) | | | | 505 N Murlen Rd<br>David Lundgren & Co | | | FILING FOR THE PERIOD BEGINNING | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>(Date of Registration with PCAOB)(if applicable)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>(Name - if individual, state last, first, and middle name) | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>TYPE OF REGISTRANT (check all applicable boxes):<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>500 11th Ave N, Suite 790<br>Broker-dealer ☐ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer<br>B. ACCOUNTANT IDENTIFICATIO…Read the full text as markdown