Full text of FOUNTAINPLACE SECURITIES PARTNERS LLC's X-17A-5 filed 2024-03-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB Number: 3235-0123 | | |----------------------------------------------------|----| | Expires: 0ct. 31, 2023<br>Estimated average burden | | | hours per response: | 12 | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | a+oerao» «mas 0 | 1<br>/<br>0<br>1<br>/<br>2<br>3 | moons 1<br>2<br>/<br>3<br>1<br>/<br>2<br>3 | | |-----------------|---------------------------------|--------------------------------------------|--| | | MM/DD/YY | MM/DD/YY | | **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: Fountainplace Securities Partners LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [] Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 3818 Rhodes Avenue | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------|-------------------------------------------------------------|-------------------------------|-----------------|---------------------------------------------| | Charlotte | | NC | | 28210 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Angela Hajek | 678-679-8640 | | | angela@mastercompllance.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION. | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing<br>Tuttle & Bond PLLC | | | | | | | (Name -- if individual, state last, first, and middle name) | | | | | 2954 Goehmann Lane | | Fredericksburg | TX | 78624 | | (Address) | (City) | | (State) | (ZIp Code) | | | | | 6543 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, f i applicable) | | | | FOR OFFICIAL USE ONLY | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this** form **are not required…Read the full text as markdown