Full text of FOUNTAINPLACE SECURITIES PARTNERS LLC's X-17A-5 filed 2025-03-06 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | 0MB APPROVAL | |-------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------|---------------------------------|-----------------------------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden | | | | | hours per response: | 12 | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-70883 | | | | PART Ill | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING --1/1/24 ------ | - | AND ENDING | 12/31/24 | ---------- | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | <br>Fountainplace Securities Partners LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | [] Security-based swap dealer | | | 0 Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | 3818 Rhodes Avenue | | | | | | | (No. and Street) | | | | | Charlotte | NC | | | 28210 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Angela Hajek | 678-679-8640 | | finop@thefountainplacegroup.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Tuttle & Bond PLLC | | | | | | | (Name -- if individual, state last, first, and middle name) | | | | | 348 South US Hwy 77 | Giddings | | TX | 78942 | | | (City) | | (State) | (Zip Code) | | (Address)<br>3/19/19 | | 6543 | | I PCAOB Reg;,trntioo N,mbec, ;f appikabl,) | | T" of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>Jefferson E…Read the full text as markdown